Securities
Details of restrictions on the transfer of AiM securities:
The Ordinary Shares are freely transferable provided that such shares are fully paid, the Company has no lien over such shares the instrument of transfer is duly stamped, is in favour of not more than four joint holders as transferrees and the transfer procedure in the Articles has been complied with. Transfer restrictions may apply to Ordinary Shares where a shareholder has failed to comply with a notice requesting information served by the Company under section 793 of the Companies Act 2006.
The number of shares in issue immediately following admission to AiM
The number of shares in issue immediately following admission to AiM is 81,426,762.
The identity and percentage holding of significant shareholders:
The percent of securities not in public hands:
The percent of securities not in public hands is 14.8%
Substantial Shareholders:
Insofar as is known to the Company and in addition to the interests of the Directors disclosed in paragraph 7.2 above, the following persons are, at the date of the Admission Document, and are expected, following Admission, to be interested directly or indirectly in 3 per cent. or more of the Enlarged Share Capital:
| Current | Following Admission | |||
|---|---|---|---|---|
| Number of Ordinary Shares | % of Enlarged Share Capital | Number of Ordinary Shares | % of Enlarged Share Capital | |
| William De Broe Limited | - | - | 10,000,000 | 12.28% |
| VP Bank (Luxembourg) S.A. | - | - | 8,500,000 | 10.44% |
| Wills & Co Stockbrokers Limited |
- | - | 7,500,000 | 9.21% |
| Brewin Dolphin Limited | - | - | 7,350,000 | 9.03% |
| Patricia Spungi | - | - | 5,000,000 | 6.14% |
| SVS Securities plc | - | - | 4,070,000 | 5.00% |
None of the Company�s major holders of Ordinary Shares listed above has voting rights different from the other holders of Ordinary Shares.
Save as disclosed in paragraphs 7 and 8.1 above and insofar as the Company has the information, none of the Directors nor the Proposed Director is aware of any person or persons who either alone or, if connected jointly following Admission, is or will be interested (within the meaning of the Act) directly or indirectly in 3 per cent. or more of the issued Ordinary Share capital of the Company.
Save as disclosed in paragraphs 7 and 8.1 above and insofar as the Company has the information, none of the Directors nor the Proposed Director are aware of any person or persons who either alone or, if connected jointly following Admission, will (directly or indirectly) exercise or could exercise control over the Company.
The Directors and Proposed Director are not, as at the date of this document, aware that there are any arrangements in place, the operation of which may at a later date result in a change of control of the Company.